Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Lee Dunn | 1061500 | 2 | 01/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas John Zec | 1154237 | 1 | 01/11/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Richard Tierney | 702349 | 2 | 05/15/2001 | Customer Dispute | Closed-No Action | $10,692.90 | $0.00 | See FINRA Report |
| Herbert John Frank | 212771 | 2 | 05/08/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terry Duane Corsair | 825971 | 3 | 04/04/2001 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Larry Neil Goddard | 2748995 | 6 | 01/19/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Neil Goddard | 2748995 | 6 | 01/19/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Arnold Parus | 1413298 | 1 | 07/20/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Bronislava Zachwieja | 1449966 | 1 | 04/25/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Herbert John Frank | 212771 | 2 | 04/12/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |