Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Robert Nall | 2528568 | 5 | 05/15/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dan Israel Barish | 2133441 | 4 | 02/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Richard Tierney | 702349 | 2 | 09/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Francis Bisesi | 853154 | 2 | 04/28/2005 | Customer Dispute | Closed-No Action | $12,254.00 | $0.00 | See FINRA Report |
| Matthew Robert Nall | 2528568 | 5 | 03/24/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Robert Nall | 2528568 | 5 | 03/16/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dan Israel Barish | 2133441 | 4 | 01/03/2005 | Customer Dispute | Denied | $78,200.00 | $0.00 | See FINRA Report |
| Dan Israel Barish | 2133441 | 4 | 10/31/2004 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Michael Willis Ricci | 1615190 | 1 | 10/12/2004 | Customer Dispute | Settled | $627,163.00 | $0.00 | See FINRA Report |
| Dan Israel Barish | 2133441 | 4 | 08/27/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |