Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Arthur Steinbrenner | 1225845 | 3 | 12/17/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Robert Sawicki | 2520649 | 1 | 10/22/2008 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Germany-Higgins | 3055039 | 2 | 05/05/2008 | Customer Dispute | Settled | $1,050,000.00 | $0.00 | See FINRA Report |
| Donald Carl Froehling | 869388 | 3 | 02/27/2008 | Customer Dispute | Denied | $8,400.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Germany-Higgins | 3055039 | 2 | 02/25/2008 | Customer Dispute | Denied | $40,110.40 | $0.00 | See FINRA Report |
| Donald Carl Froehling | 869388 | 3 | 02/12/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Donald Carl Froehling | 869388 | 3 | 01/30/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Robert Nall | 2528568 | 5 | 02/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Nall | 2528568 | 5 | 08/07/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Neil Goddard | 2748995 | 6 | 07/05/2006 | Customer Dispute | Closed-No Action | $27,014.00 | $0.00 | See FINRA Report |