Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Michael Sanders | 1206882 | 3 | 08/15/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Lawrence Brown | 846431 | 6 | 06/10/2012 | Customer Dispute | Settled | $1,343,990.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Steinbrenner | 5690153 | 1 | 10/27/2011 | Customer Dispute | Denied | $7,485.00 | $0.00 | See FINRA Report |
| Joseph Philip Sarappo | 1868768 | 2 | 08/02/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Conor Gerard Casey | 1777471 | 2 | 04/12/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James Michael Harster | 2290651 | 1 | 03/30/2011 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 02/11/2011 | Customer Dispute | Settled | $307,000.00 | $0.00 | See FINRA Report |
| Joseph Philip Sarappo | 1868768 | 2 | 10/29/2009 | Customer Dispute | Settled | $65,580.40 | $0.00 | See FINRA Report |
| William Michael Sanders | 1206882 | 3 | 09/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Carter Forbes | 706054 | 3 | 08/19/2009 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |