Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marie Louise Kata | 2230454 | 1 | 05/20/2013 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Gregory Shirk | 5712039 | 1 | 04/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sharon Lynn Clements | 4805197 | 1 | 03/21/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Michael Sanders | 1206882 | 3 | 08/15/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Michael Sanders | 1206882 | 3 | 08/15/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Dominic Carava | 4293048 | 1 | 07/11/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Steinbrenner | 5690153 | 1 | 10/27/2011 | Customer Dispute | Denied | $7,485.00 | $0.00 | See FINRA Report |
| Joseph Philip Sarappo | 1868768 | 2 | 08/02/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Conor Gerard Casey | 1777471 | 2 | 04/12/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James Michael Harster | 2290651 | 1 | 03/30/2011 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |