Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Michael Lewis | 5885486 | 3 | 06/08/2015 | Customer Dispute | Settled | $17,424.50 | $0.00 | See FINRA Report |
| Edward Alan Horwitz | 2154232 | 1 | 01/13/2015 | Customer Dispute | Settled | $410,000.00 | $0.00 | See FINRA Report |
| Thomas B Damasco | 1798396 | 1 | 11/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Alan Miller | 1852684 | 4 | 11/11/2014 | Customer Dispute | Settled | $78,469.50 | $0.00 | See FINRA Report |
| James Arthur Steinbrenner | 1225845 | 3 | 02/21/2014 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Lewis | 5885486 | 3 | 09/07/2013 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Marie Louise Kata | 2230454 | 1 | 05/20/2013 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Gregory Shirk | 5712039 | 1 | 04/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Lawrence Brown | 846431 | 6 | 12/12/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| William Michael Sanders | 1206882 | 3 | 08/15/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |