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FINRA Broker Disclosures for Lasalle St Securities, L.L.C.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.

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Displaying 101-109 out of 109 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Carter Forbes706054305/23/1985Customer DisputeAward / Judgment$14,200.00$14,200.00See FINRA Report
Jeffrey John Talarico5292730101/31/1985CriminalFinal Disposition$0.00$0.00See FINRA Report
Henry Michael Fisher1195446106/26/1984CriminalFinal Disposition$0.00$0.00See FINRA Report
Larry Thomas Vandeventer1203723211/01/1978CriminalFinal Disposition$0.00$0.00See FINRA Report
Larry Thomas Vandeventer1203723211/01/1977CriminalFinal Disposition$0.00$0.00See FINRA Report
James Allan Chell817381109/09/1969CriminalFinal Disposition$0.00$0.00See FINRA Report
Alan Richard Nadolna1021266112/18/1967CriminalFinal Disposition$0.00$0.00See FINRA Report
John William McDermott326626211/01/1966CriminalFinal Disposition$0.00$0.00See FINRA Report
David Hollis Lucado313807107/20/1966CriminalFinal Disposition$0.00$0.00See FINRA Report

109 Results

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