Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Lucina | 1522397 | 5 | 07/10/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Duane Corsair | 825971 | 3 | 10/31/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Alan Miller | 1852684 | 4 | 06/26/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Stuart Morgan | 1296324 | 5 | 02/08/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 12/11/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Stuart Morgan | 1296324 | 5 | 10/15/1990 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Bruce Gene Vollrath | 1212255 | 7 | 12/18/1989 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 11/21/1989 | Customer Dispute | Award / Judgment | $0.00 | $13,589.00 | See FINRA Report |
| Bruce Gene Vollrath | 1212255 | 7 | 04/11/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Carter Forbes | 706054 | 3 | 05/23/1985 | Customer Dispute | Award / Judgment | $14,200.00 | $14,200.00 | See FINRA Report |