Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Larry Neil Goddard | 2748995 | 6 | 01/19/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Larry Neil Goddard | 2748995 | 6 | 01/19/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Stacy Lynn Long | 2705881 | 3 | 07/20/1999 | Customer Dispute | Settled | $12,953.70 | $0.00 | See FINRA Report |
Jeffery Alan Miller | 1852684 | 4 | 06/12/1997 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
Richard Francis Bisesi | 853154 | 2 | 12/18/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Peter Lucina | 1522397 | 5 | 05/15/1995 | Customer Dispute | Settled | $312,000.00 | $0.00 | See FINRA Report |
Bruce Gene Vollrath | 1212255 | 7 | 08/02/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Todd Stuart Morgan | 1296324 | 5 | 03/09/1994 | Customer Dispute | Settled | $9,670.00 | $0.00 | See FINRA Report |
Bruce Gene Vollrath | 1212255 | 7 | 10/21/1993 | Customer Dispute | Settled | $8,908.00 | $0.00 | See FINRA Report |
Todd Stuart Morgan | 1296324 | 5 | 08/12/1993 | Customer Dispute | Settled | $24,342.40 | $0.00 | See FINRA Report |