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FINRA Broker Disclosures for Lasalle St Securities, L.L.C.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 33 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Larry Neil Goddard2748995601/19/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Larry Neil Goddard2748995601/19/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Stacy Lynn Long2705881307/20/1999Customer DisputeSettled$12,953.70$0.00See FINRA Report
Jeffery Alan Miller1852684406/12/1997Customer DisputeSettled$30,000.00$0.00See FINRA Report
Richard Francis Bisesi853154212/18/1995Customer DisputeSettled$0.00$0.00See FINRA Report
Peter Lucina1522397505/15/1995Customer DisputeSettled$312,000.00$0.00See FINRA Report
Bruce Gene Vollrath1212255708/02/1994Customer DisputeSettled$0.00$0.00See FINRA Report
Todd Stuart Morgan1296324503/09/1994Customer DisputeSettled$9,670.00$0.00See FINRA Report
Bruce Gene Vollrath1212255710/21/1993Customer DisputeSettled$8,908.00$0.00See FINRA Report
Todd Stuart Morgan1296324508/12/1993Customer DisputeSettled$24,342.40$0.00See FINRA Report

33 Results

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