Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Robert Sawicki | 2520649 | 1 | 10/22/2008 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Germany-Higgins | 3055039 | 2 | 05/05/2008 | Customer Dispute | Settled | $1,050,000.00 | $0.00 | See FINRA Report |
| Donald Carl Froehling | 869388 | 3 | 02/12/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Willis Ricci | 1615190 | 1 | 10/12/2004 | Customer Dispute | Settled | $627,163.00 | $0.00 | See FINRA Report |
| Larry Neil Goddard | 2748995 | 6 | 07/21/2004 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Terry Duane Corsair | 825971 | 3 | 08/14/2003 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Larry Neil Goddard | 2748995 | 6 | 06/02/2003 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Peter Lucina | 1522397 | 5 | 04/15/2002 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| William Emil Bersbach | 2303781 | 1 | 03/05/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Herbert John Frank | 212771 | 2 | 05/08/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |