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FINRA Broker Disclosures for Nationwide Investment Services Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Investment Services Corporation. Search or filter the database to find more about a specific broker.

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Displaying 151-160 out of 187 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Adrian R Landers6134641105/03/2010Judgment / Lien$0.00$0.00See FINRA Report
Donald Gerard Regan5856577202/09/2010Judgment / Lien$0.00$0.00See FINRA Report
Donald Gerard Regan5856577202/09/2010Judgment / Lien$0.00$0.00See FINRA Report
Jenna Ashley Groeniger6833800108/27/2009CriminalFinal Disposition$0.00$0.00See FINRA Report
Eric Watts6571362107/18/2009CriminalFinal Disposition$0.00$0.00See FINRA Report
Brian Allen7274172206/11/2009Judgment / Lien$0.00$0.00See FINRA Report
Sharyn Buckland Garner4947534112/17/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Daniel Herb6369047105/08/2008CriminalFinal Disposition$0.00$0.00See FINRA Report
Lindsay Marie Clemente6041111104/29/2008CriminalFinal Disposition$0.00$0.00See FINRA Report
Joshua Ryan Ramsey6295283308/07/2007Judgment / Lien$0.00$0.00See FINRA Report

187 Results

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