Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Investment Services Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Adrian R Landers | 6134641 | 1 | 05/03/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Donald Gerard Regan | 5856577 | 2 | 02/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Donald Gerard Regan | 5856577 | 2 | 02/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jenna Ashley Groeniger | 6833800 | 1 | 08/27/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Eric Watts | 6571362 | 1 | 07/18/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brian Allen | 7274172 | 2 | 06/11/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Sharyn Buckland Garner | 4947534 | 1 | 12/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Daniel Herb | 6369047 | 1 | 05/08/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lindsay Marie Clemente | 6041111 | 1 | 04/29/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joshua Ryan Ramsey | 6295283 | 3 | 08/07/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |