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FINRA Broker Disclosures for Nationwide Investment Services Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Investment Services Corporation. Search or filter the database to find more about a specific broker.

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Displaying 141-150 out of 187 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Foard Woodrow Womack7208494206/01/2012FinancialFinal$0.00$0.00See FINRA Report
James Kevin Varnum4476593105/08/2012Customer DisputeSettled$20,000.00$0.00See FINRA Report
Darren Bradley Smith7148695112/19/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Kathryn Anne Lemaster4710101510/24/2011Judgment / Lien$0.00$0.00See FINRA Report
Warren Gregory Ball6312906109/28/2011Judgment / Lien$0.00$0.00See FINRA Report
Nicholas Palleschi6632458107/18/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Detrionne Dwayne Davis6430916105/31/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Olivia Katherine Maass6830543101/15/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Karine L Miller1846321110/15/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Jacob Lightle6752331207/15/2010CriminalFinal Disposition$0.00$0.00See FINRA Report

187 Results

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