Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Investment Services Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Foard Woodrow Womack | 7208494 | 2 | 06/01/2012 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Kevin Varnum | 4476593 | 1 | 05/08/2012 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
Darren Bradley Smith | 7148695 | 1 | 12/19/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kathryn Anne Lemaster | 4710101 | 5 | 10/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Warren Gregory Ball | 6312906 | 1 | 09/28/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Nicholas Palleschi | 6632458 | 1 | 07/18/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Detrionne Dwayne Davis | 6430916 | 1 | 05/31/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Olivia Katherine Maass | 6830543 | 1 | 01/15/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Karine L Miller | 1846321 | 1 | 10/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jacob Lightle | 6752331 | 2 | 07/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |