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FINRA Broker Disclosures for Nationwide Investment Services Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Investment Services Corporation. Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gregory Jefferson Lee4148002104/12/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
William D Angus4935758201/09/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
William D Angus4935758201/09/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Mark Aaron Odonnell6021578309/02/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Mark Aaron Odonnell6021578309/02/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Thomas Paul Nawrocki2601755101/03/2003Employment Separation After Allegations$0.00$0.00See FINRA Report
Gordon Russell Smith2426660209/10/1999Employment Separation After Allegations$0.00$0.00See FINRA Report
Brian Edward Marsh1793088101/11/1989Employment Separation After Allegations$0.00$0.00See FINRA Report

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