Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cape Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Bruce Phillips | 2239471 | 2 | 03/27/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Danny Ray Strain | 437903 | 2 | 11/01/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Danny Ray Strain | 437903 | 2 | 09/14/2023 | Customer Dispute | Pending | $191,000.00 | $0.00 | See FINRA Report |