Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cape Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Javier Hernandez | 2298668 | 7 | 05/20/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Javier Hernandez | 2298668 | 7 | 01/27/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wyatt Edward Vaught | 453858 | 8 | 01/22/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wyatt Edward Vaught | 453858 | 8 | 07/13/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Pliny Atkinson | 8470 | 1 | 10/15/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wyatt Edward Vaught | 453858 | 8 | 05/30/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |