Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cape Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wyatt Edward Vaught | 453858 | 8 | 11/05/1998 | Customer Dispute | Closed-No Action | $4,500.00 | $0.00 | See FINRA Report |
| Wyatt Edward Vaught | 453858 | 8 | 06/26/1986 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |