Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dawn Suzette Padgett | 1937495 | 1 | 07/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cazimar E Nieves | 5696149 | 1 | 06/30/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tiera Alexandra Traoré | 7418144 | 3 | 06/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerricka Daneen Smith | 7323756 | 1 | 06/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Jacqueline O'Sullivan | 6036181 | 6 | 06/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Jacqueline O'Sullivan | 6036181 | 6 | 06/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Melchiore Cirami | 7021599 | 1 | 05/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sam Lim | 6153654 | 1 | 05/20/2021 | Customer Dispute | Closed-No Action | $49,810.00 | $0.00 | See FINRA Report |
| Christopher Mezzasalma | 7030058 | 1 | 05/03/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ernesto Antonio Alvarez | 2787959 | 1 | 05/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |