Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Slechta | 2719067 | 1 | 03/14/2022 | Customer Dispute | Award / Judgment | $7,530,290.00 | $0.00 | See FINRA Report |
| Brad Perry Goldberg | 2328807 | 1 | 03/14/2022 | Customer Dispute | Award / Judgment | $0.00 | $1.00 | See FINRA Report |
| Andrea Jacqueline O'Sullivan | 6036181 | 6 | 02/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Jacqueline O'Sullivan | 6036181 | 6 | 01/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Lantigua | 3203695 | 2 | 12/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rafael Moya | 3010875 | 1 | 10/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Robert Moore | 5217018 | 1 | 10/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandi Burrow | 7622071 | 12 | 09/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Roque | 6410688 | 1 | 08/25/2021 | Customer Dispute | Settled | $60,399.00 | $0.00 | See FINRA Report |
| Christian Richard Dean | 4538599 | 1 | 07/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |