Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joao Carlos Bastos | 4628555 | 2 | 07/06/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles P Churchill | 1659399 | 6 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Lynn Moldenhauer | 7631504 | 6 | 06/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Federico Fuhrmeister | 4869413 | 1 | 06/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard H Moorhead | 1082335 | 1 | 05/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Geoffrey Nicholson | 5963774 | 2 | 05/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elijah Grant Goble | 6760147 | 1 | 04/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert J Smith | 7218826 | 2 | 04/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cindy Nguyen Pheng | 5994645 | 1 | 03/31/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Giuffrida | 5857749 | 1 | 03/31/2022 | Customer Dispute | Denied | $111,478.00 | $0.00 | See FINRA Report |