Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marylu Escobar Nicholls | 5844034 | 1 | 09/21/2022 | Customer Dispute | Denied | $41,328.60 | $0.00 | See FINRA Report |
Brandi Burrow | 7622071 | 12 | 09/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brandi Burrow | 7622071 | 12 | 09/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Atala | 4864386 | 2 | 09/02/2022 | Customer Dispute | Closed-No Action | $442,000.00 | $0.00 | See FINRA Report |
Brandi Burrow | 7622071 | 12 | 08/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey David Wrobel | 1871144 | 1 | 08/29/2022 | Customer Dispute | Denied | $26,338.30 | $0.00 | See FINRA Report |
Gregory Mark Gabora | 2877387 | 1 | 08/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Hector Enrique Evangelista | 4042150 | 2 | 08/01/2022 | Customer Dispute | Denied | $439,391.00 | $0.00 | See FINRA Report |
Hector Enrique Evangelista | 4042150 | 2 | 07/20/2022 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
Lance J Gill | 5029905 | 2 | 07/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |