Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joao Carlos Bastos | 4628555 | 2 | 05/08/2023 | Customer Dispute | Pending | $885,000.00 | $0.00 | See FINRA Report |
| Jonathan Rojas | 5587016 | 1 | 04/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carol Dahl | 1851799 | 1 | 03/30/2023 | Customer Dispute | Award / Judgment | $20,000.00 | $20,000.00 | See FINRA Report |
| Michael Steven Perkins | 5305952 | 1 | 03/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose R Baez | 5176552 | 1 | 03/22/2023 | Customer Dispute | Closed-No Action | $19,345.90 | $0.00 | See FINRA Report |
| Viral Nayak | 5077181 | 1 | 12/27/2022 | Customer Dispute | Closed-No Action | $37,523.00 | $0.00 | See FINRA Report |
| Michael Alan Simon | 1422720 | 2 | 12/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rabih Moufid Msallem | 3199470 | 2 | 12/16/2022 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Shahryar Mahbub | 2368592 | 1 | 11/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christina Bouphavan | 6397547 | 1 | 10/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |