Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashraf A Felix | 5000621 | 2 | 08/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Paul Tibaldi | 2672406 | 5 | 08/07/2023 | Customer Dispute | Pending | $55,000.00 | $0.00 | See FINRA Report |
| Angel Ruben Tineo | 1411558 | 4 | 08/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Roy Goldberg | 1530763 | 2 | 07/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Isabel Cancel | 2736045 | 1 | 07/05/2023 | Customer Dispute | Closed-No Action | $51,061.50 | $0.00 | See FINRA Report |
| Lance J Gill | 5029905 | 2 | 06/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles P Churchill | 1659399 | 6 | 06/14/2023 | Customer Dispute | Pending | $113,405.00 | $0.00 | See FINRA Report |
| Steven Marc Work | 2227169 | 2 | 06/13/2023 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Matthew J Rigoli | 4725202 | 2 | 06/13/2023 | Customer Dispute | Settled | $11,079.90 | $0.00 | See FINRA Report |
| Alexandro Gonzalez | 6576380 | 1 | 05/30/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |