Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marylu Escobar Nicholls | 5844034 | 1 | 09/21/2022 | Customer Dispute | Pending | $41,328.60 | $0.00 | See FINRA Report |
Scott Andrew Valentine | 2334877 | 8 | 09/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Scott Andrew Valentine | 2334877 | 8 | 09/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Scott Andrew Valentine | 2334877 | 8 | 09/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey David Wrobel | 1871144 | 1 | 08/29/2022 | Customer Dispute | Denied | $26,338.30 | $0.00 | See FINRA Report |
Hector Enrique Evangelista | 4042150 | 2 | 08/01/2022 | Customer Dispute | Pending | $439,391.00 | $0.00 | See FINRA Report |
Hong Pan | 6162194 | 2 | 07/27/2022 | Customer Dispute | Denied | $20,818.00 | $0.00 | See FINRA Report |
Hector Enrique Evangelista | 4042150 | 2 | 07/20/2022 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
Joao Carlos Bastos | 4628555 | 1 | 07/06/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Charles P Churchill | 1659399 | 5 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |