Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Enrique Ulloa | 3245673 | 3 | 01/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pantea Peidaee | 6620116 | 1 | 12/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jorge Menendez | 5138358 | 2 | 12/11/2023 | Customer Dispute | Pending | $800,000.00 | $0.00 | See FINRA Report |
| James Geoffrey Nicholson | 5963774 | 2 | 12/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adrita Shamsher Prova | 6695050 | 1 | 11/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Linxin Chen | 6121776 | 1 | 10/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eduardo Lantigua | 3203695 | 2 | 10/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Dibisceglie | 5722651 | 1 | 10/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Marett McDavid | 5704311 | 1 | 10/03/2023 | Customer Dispute | Pending | $4,500,000.00 | $0.00 | See FINRA Report |
| Edgardo Luis Ortiz Flores | 5931940 | 1 | 10/02/2023 | Customer Dispute | Denied | $5,528.00 | $0.00 | See FINRA Report |