Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Enrique Ulloa | 3245673 | 3 | 08/02/2007 | Customer Dispute | Settled | $13,335.10 | $0.00 | See FINRA Report |
| Jeffrey Bunch | 2782733 | 4 | 02/02/2007 | Customer Dispute | Settled | $6,892.20 | $0.00 | See FINRA Report |
| Douglas Omar Ramirez | 1806917 | 5 | 07/19/2006 | Customer Dispute | Settled | $8,335.16 | $0.00 | See FINRA Report |
| Christopher Michael Barron | 3086802 | 3 | 05/04/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan Luis Rivera Cruz | 2980579 | 3 | 04/18/2006 | Customer Dispute | Settled | $96,648.30 | $0.00 | See FINRA Report |
| Juan Luis Rivera Cruz | 2980579 | 3 | 12/09/2005 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Barron | 3086802 | 3 | 11/10/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin George Koch | 2888758 | 7 | 04/20/2005 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Alejandro Luis Gonzalez | 4262743 | 2 | 01/19/2005 | Customer Dispute | Settled | $26,348.00 | $0.00 | See FINRA Report |
| Christopher Michael Barron | 3086802 | 3 | 01/10/2005 | Customer Dispute | Settled | $44,300.00 | $0.00 | See FINRA Report |