Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlo E Rossell | 4327532 | 3 | 05/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Vallega Ganchero | 2601660 | 1 | 04/23/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Wilson Fung | 2778788 | 2 | 04/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony John D'Aquila | 1441401 | 2 | 03/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Russell Catalanotto | 1658155 | 3 | 03/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Bunch | 2782733 | 4 | 02/28/2008 | Customer Dispute | Settled | $11,012.80 | $0.00 | See FINRA Report |
| Einat Sadka | 4856186 | 1 | 01/21/2008 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Jacob Benjamin Pathe | 4726276 | 1 | 01/02/2008 | Customer Dispute | Settled | $6,767.19 | $0.00 | See FINRA Report |
| Dennis James Salem | 4234352 | 3 | 12/13/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan Luis Rivera Cruz | 2980579 | 3 | 11/09/2007 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |