Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alberto R Torres | 2970438 | 3 | 06/15/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Craig Thomas Kramer | 2804466 | 2 | 05/06/2009 | Customer Dispute | Settled | $80,204.90 | $0.00 | See FINRA Report |
| Ricardo Eiji Higuchi | 2278032 | 2 | 11/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry Joseph MacKey | 2354989 | 3 | 11/19/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Tony Hung Nguy | 3118994 | 3 | 10/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Emilio Wu | 2813002 | 7 | 10/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Frank Pondt | 1524457 | 6 | 09/22/2008 | Customer Dispute | Settled | $12,880.00 | $0.00 | See FINRA Report |
| Ricardo Eiji Higuchi | 2278032 | 2 | 08/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roberto Torres | 2896649 | 2 | 07/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Omar Ramirez | 1806917 | 5 | 07/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |