Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lawrence Menker | 2038263 | 1 | 11/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin George Koch | 2888758 | 7 | 11/03/2010 | Customer Dispute | Settled | $34,909.60 | $0.00 | See FINRA Report |
| Michelle Griffith | 2268130 | 1 | 10/05/2010 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Kevin George Koch | 2888758 | 7 | 08/23/2010 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Michelle Adler | 2897121 | 3 | 03/09/2010 | Customer Dispute | Settled | $5,400.00 | $0.00 | See FINRA Report |
| Tony Hung Nguy | 3118994 | 3 | 12/08/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Stewart Gourley | 2790939 | 1 | 11/30/2009 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Steve S Hahn | 4127344 | 2 | 10/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rocio Mora Salazar | 5236730 | 1 | 10/01/2009 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Tomonari Yamanaka | 4721755 | 6 | 07/02/2009 | Customer Dispute | Settled | $11,996.40 | $0.00 | See FINRA Report |