Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alfredo Horacio Pardo | 5820348 | 1 | 12/17/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Alberto R Torres | 2970438 | 3 | 09/04/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Eric Grant Demarcus | 4471557 | 3 | 02/26/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Emilio Wu | 2813002 | 7 | 11/08/2012 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
Scott T Wetherby | 4907777 | 3 | 08/23/2012 | Customer Dispute | Settled | $8,750.00 | $0.00 | See FINRA Report |
Mario Matthew Girone | 2625354 | 2 | 08/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Paul Thomas Ulanich | 2950232 | 4 | 02/28/2012 | Customer Dispute | Settled | $6,331.00 | $0.00 | See FINRA Report |
Tony Hung Nguy | 3118994 | 3 | 05/17/2011 | Customer Dispute | Settled | $29,563.70 | $0.00 | See FINRA Report |
Dennis James Salem | 4234352 | 3 | 04/08/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Leng M Lo | 5022439 | 1 | 01/31/2011 | Customer Dispute | Settled | $7,400.00 | $0.00 | See FINRA Report |