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FINRA Broker Disclosures for Citigroup Global Markets Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 114 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Alfredo Horacio Pardo5820348112/17/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Alberto R Torres2970438309/04/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Eric Grant Demarcus4471557302/26/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Emilio Wu2813002711/08/2012Customer DisputeSettled$175,000.00$0.00See FINRA Report
Scott T Wetherby4907777308/23/2012Customer DisputeSettled$8,750.00$0.00See FINRA Report
Mario Matthew Girone2625354208/07/2012Customer DisputeSettled$0.00$0.00See FINRA Report
Paul Thomas Ulanich2950232402/28/2012Customer DisputeSettled$6,331.00$0.00See FINRA Report
Tony Hung Nguy3118994305/17/2011Customer DisputeSettled$29,563.70$0.00See FINRA Report
Dennis James Salem4234352304/08/2011Customer DisputeSettled$50,000.00$0.00See FINRA Report
Leng M Lo5022439101/31/2011Customer DisputeSettled$7,400.00$0.00See FINRA Report

114 Results

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