Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Yepes | 5416739 | 1 | 06/01/2015 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Hipolito Claudio Rosario | 4295062 | 3 | 11/24/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Albano | 6227094 | 1 | 11/12/2014 | Customer Dispute | Settled | $11,900.00 | $0.00 | See FINRA Report |
| Tomonari Yamanaka | 4721755 | 6 | 10/20/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Bunch | 2782733 | 4 | 10/16/2014 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Jorge Menendez | 5138358 | 2 | 06/09/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Maisto Jacobson | 2253123 | 2 | 06/03/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Milles Daniel | 1453281 | 1 | 06/03/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tomonari Yamanaka | 4721755 | 6 | 04/02/2014 | Customer Dispute | Settled | $23,400.00 | $0.00 | See FINRA Report |
| Michael Wayne Ducker | 5405157 | 1 | 01/02/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |