Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Frank Pondt | 1524457 | 6 | 04/26/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Heitzner | 2147214 | 1 | 01/06/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas A Drehwing | 5074129 | 1 | 12/15/2016 | Customer Dispute | Settled | $23,614.00 | $0.00 | See FINRA Report |
| Charlie Yeung | 2785343 | 4 | 11/10/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Robert Frank Pondt | 1524457 | 6 | 11/03/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph de Masi | 5157123 | 1 | 03/03/2016 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Brent Robert Sheets | 1413648 | 1 | 01/22/2016 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Scott T Wetherby | 4907777 | 3 | 01/15/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leslie Alan Niblock | 4584012 | 2 | 07/27/2015 | Customer Dispute | Settled | $7,897.04 | $0.00 | See FINRA Report |
| Nicholas Edward Caron | 5438891 | 1 | 06/10/2015 | Customer Dispute | Settled | $9,634.41 | $0.00 | See FINRA Report |