Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Omar Ramirez | 1806917 | 5 | 02/05/1999 | Customer Dispute | Settled | $110,398.00 | $0.00 | See FINRA Report |
| Michael Eric Rosell | 1432294 | 1 | 05/09/1995 | Customer Dispute | Settled | $17,014.60 | $0.00 | See FINRA Report |
| Alexander Christian Neumann | 1804388 | 1 | 05/07/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lee Robert Waite | 1190452 | 1 | 11/01/1987 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |