Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Cvikevich | 2322423 | 4 | 04/16/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Peter Cvikevich | 2322423 | 4 | 04/16/2001 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Lane | 4118218 | 2 | 03/13/2001 | Customer Dispute | Settled | $5,534.81 | $0.00 | See FINRA Report |
| Mariano Lorenzo Pinto | 2734941 | 2 | 08/08/2000 | Customer Dispute | Settled | $14,609.60 | $0.00 | See FINRA Report |
| Christopher Jon Cralle | 2043245 | 6 | 07/05/2000 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Mariano Lorenzo Pinto | 2734941 | 2 | 04/01/2000 | Customer Dispute | Settled | $2,959.37 | $0.00 | See FINRA Report |
| Kevin George Koch | 2888758 | 7 | 03/14/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Jason Mora | 2632051 | 2 | 02/24/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Douglas Samuels | 2000735 | 1 | 02/09/1999 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Matthew John Palmieri | 3003311 | 1 | 02/08/1999 | Customer Dispute | Settled | $157,000.00 | $0.00 | See FINRA Report |