Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Paul Tibaldi | 2672406 | 5 | 10/21/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Jon Pinckney | 3093630 | 3 | 09/26/2002 | Customer Dispute | Settled | $109,000.00 | $0.00 | See FINRA Report |
| Thomas Edwin Moran | 1938300 | 5 | 09/23/2002 | Customer Dispute | Settled | $504,300.00 | $0.00 | See FINRA Report |
| Enrique Alejandro Olavarria | 1775690 | 3 | 09/10/2002 | Customer Dispute | Settled | $3,893,540.00 | $0.00 | See FINRA Report |
| Marc Giamo | 2913765 | 1 | 09/09/2002 | Customer Dispute | Settled | $13,053.80 | $0.00 | See FINRA Report |
| Christine Heather Wolferman | 4202696 | 2 | 01/28/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Farrell Griffin | 2234868 | 2 | 01/14/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Paul Mary Joseph Cooke | 2153994 | 1 | 10/26/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kevin George Koch | 2888758 | 7 | 07/18/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lorena Lo Heredia-Caseres | 2765374 | 2 | 06/18/2001 | Customer Dispute | Settled | $11,922.00 | $0.00 | See FINRA Report |