Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles P Churchill | 1659399 | 6 | 07/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexandra Wlassowsky | 1782974 | 1 | 12/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marianela E Garavi | 4363859 | 1 | 12/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Peter Muldoon | 4123357 | 2 | 11/01/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Peter Muldoon | 4123357 | 2 | 09/04/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Lisander McSween | 4795037 | 1 | 12/31/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |