Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Jacob Strouse | 2854225 | 1 | 10/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rose Habwe | 5060499 | 2 | 04/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wendi Sue Hansen | 4151896 | 1 | 03/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aroldo Balbino | 4868172 | 1 | 06/20/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rosemary Leonides Best | 1908731 | 2 | 06/30/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nelson Andres Pacheco | 7002382 | 3 | 10/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Yadhira Arzon | 4739384 | 1 | 10/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tyler Endicott | 7099434 | 1 | 04/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles P Churchill | 1659399 | 5 | 01/05/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Smith | 1147300 | 1 | 08/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |