Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Thomas Zepeda | 2412738 | 2 | 10/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Thomas Zepeda | 2412738 | 2 | 10/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Lehan | 5558306 | 1 | 09/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amber Sabrie Ferguson | 7158448 | 1 | 08/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rosemary Leonides Best | 1908731 | 2 | 07/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles P Churchill | 1659399 | 5 | 07/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Lewis | 6387690 | 1 | 07/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Rojas | 5587016 | 1 | 06/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan James Temming | 6226958 | 1 | 01/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luke J Matich | 6224877 | 1 | 11/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |