Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eduardo Lantigua | 3203695 | 2 | 12/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rafael Moya | 3010875 | 1 | 10/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Robert Moore | 5217018 | 1 | 10/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christian Richard Dean | 4538599 | 1 | 07/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Melchiore Cirami | 7021599 | 1 | 05/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ernesto Antonio Alvarez | 2787959 | 1 | 05/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen V Cameron | 4262191 | 1 | 01/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ashraf A Felix | 5000621 | 2 | 11/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Thomas Zepeda | 2412738 | 2 | 10/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Thomas Zepeda | 2412738 | 2 | 10/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |