Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Dibisceglie | 5722651 | 1 | 10/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ashraf A Felix | 5000621 | 2 | 08/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Rojas | 5587016 | 1 | 04/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shahryar Mahbub | 2368592 | 1 | 11/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christina Bouphavan | 6397547 | 1 | 10/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Mark Gabora | 2877387 | 1 | 08/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles P Churchill | 1659399 | 6 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard H Moorhead | 1082335 | 1 | 05/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Geoffrey Nicholson | 5963774 | 2 | 05/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert J Smith | 7218826 | 2 | 04/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |