Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elisabeth Blount | 6747421 | 1 | 12/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Edward Kennerdell | 6858451 | 3 | 12/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Edward Kennerdell | 6858451 | 3 | 12/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Edward Kennerdell | 6858451 | 3 | 12/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maximiliano Luis Concepcion | 2640879 | 1 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce A Garber | 1832786 | 2 | 11/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew J Rigoli | 4725202 | 2 | 10/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hakeem J Fox | 6707106 | 1 | 10/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Lathrop | 6380357 | 1 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fabian M Palomino | 5890240 | 2 | 09/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |