Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heather Marie Brewer | 6574130 | 1 | 06/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo Athelstan Harewood | 3030992 | 1 | 06/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caylin MacOmber | 7166976 | 1 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monte Bailey | 5708339 | 2 | 03/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Smith | 7121068 | 1 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Aristides Silverio | 6069610 | 1 | 10/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Drew John Sokol | 3032125 | 2 | 08/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Drew John Sokol | 3032125 | 2 | 08/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francisco R Sanchez | 5390397 | 1 | 08/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Max Rafael Zelaya | 5775569 | 1 | 08/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |