Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Vicheth Paul Chhay | 6038307 | 1 | 03/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brandi Burrow | 7622071 | 12 | 02/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Andrea Jacqueline O'Sullivan | 6036181 | 6 | 02/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brandi Burrow | 7622071 | 12 | 02/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Alan Simon | 1422720 | 2 | 01/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Matthew Ashley Singletary | 2929441 | 1 | 01/10/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Andrea Jacqueline O'Sullivan | 6036181 | 6 | 10/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Masood Niazi | 6435814 | 5 | 10/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Noah Dewayne Shaw | 6641769 | 1 | 08/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Satrohan Heeralall | 5177939 | 1 | 08/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |