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FINRA Broker Disclosures for Citigroup Global Markets Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 132 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Vicheth Paul Chhay6038307103/05/2020FinancialFinal$0.00$0.00See FINRA Report
Brandi Burrow76220711202/21/2020FinancialFinal$0.00$0.00See FINRA Report
Andrea Jacqueline O'Sullivan6036181602/18/2020FinancialFinal$0.00$0.00See FINRA Report
Brandi Burrow76220711202/03/2020FinancialFinal$0.00$0.00See FINRA Report
Michael Alan Simon1422720201/31/2020FinancialFinal$0.00$0.00See FINRA Report
Matthew Ashley Singletary2929441101/10/2020FinancialPending$0.00$0.00See FINRA Report
Andrea Jacqueline O'Sullivan6036181610/28/2019FinancialFinal$0.00$0.00See FINRA Report
Masood Niazi6435814510/23/2019FinancialFinal$0.00$0.00See FINRA Report
Noah Dewayne Shaw6641769108/13/2019FinancialFinal$0.00$0.00See FINRA Report
Satrohan Heeralall5177939108/12/2019FinancialFinal$0.00$0.00See FINRA Report

132 Results

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