Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Teofilo Rojas | 5726985 | 1 | 05/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lenard Anthony Reives | 3165271 | 1 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aileen L Michalec | 5504109 | 1 | 04/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Chan | 2732388 | 5 | 04/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alana Rose McMillan | 2740792 | 4 | 03/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tameka Tierra Galloway | 5846725 | 3 | 03/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Chan | 2732388 | 5 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Chan | 2732388 | 5 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Chan | 2732388 | 5 | 02/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Chan | 2732388 | 5 | 02/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |