Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nycole Loraine Sones | 2871779 | 1 | 01/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristin Victoria Persad | 6078173 | 4 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristin Victoria Persad | 6078173 | 4 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristin Victoria Persad | 6078173 | 4 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garrett H Berry | 6629927 | 1 | 10/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Ann Rodriguez | 5242504 | 3 | 08/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alana Rose McMillan | 2740792 | 4 | 08/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristin Victoria Persad | 6078173 | 4 | 08/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rafael D Mesquita | 6194733 | 3 | 07/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Ann Rodriguez | 5242504 | 3 | 07/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |