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FINRA Broker Disclosures for Citigroup Global Markets Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 52 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Noble Maxson4058561104/12/1993CriminalFinal Disposition$0.00$0.00See FINRA Report
Juan Corona6715312112/30/1992CriminalFinal Disposition$0.00$0.00See FINRA Report
Jeffrey Paul Royston6804344111/18/1992CriminalFinal Disposition$0.00$0.00See FINRA Report
Victor Theron Nary5958565106/15/1992CriminalFinal Disposition$0.00$0.00See FINRA Report
Jonathan Sc de Varso2782238104/08/1992CriminalFinal Disposition$0.00$0.00See FINRA Report
Bernard Gustavo Reina2636180104/13/1987CriminalFinal Disposition$0.00$0.00See FINRA Report
Harold Lutz Krause2407063104/08/1987CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert John Laughlin4866144104/02/1987CriminalFinal Disposition$0.00$0.00See FINRA Report
Richard John Martin Hendy5288204202/01/1986CriminalFinal Disposition$0.00$0.00See FINRA Report
Drew Ira Newman2315248307/04/1981CriminalFinal Disposition$0.00$0.00See FINRA Report

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