Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Beutel | 4730993 | 1 | 09/15/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel J Iammartino | 7488825 | 1 | 09/05/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher John Sciortino | 5560415 | 1 | 04/16/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Josip S Antolos | 5029779 | 1 | 03/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marlana Arline Splettstosser | 4913560 | 1 | 01/01/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Goodrich | 4510618 | 1 | 11/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carin Julsgard | 6844800 | 1 | 05/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Collins | 7512104 | 1 | 03/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Valdez | 5652674 | 1 | 09/03/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Courtney Cain | 6399864 | 1 | 02/24/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |