Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Horng Ko | 4961760 | 5 | 12/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert J Smith | 7218826 | 2 | 10/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Roy Goldberg | 1530763 | 2 | 07/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rafael D Mesquita | 6194733 | 3 | 06/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raul Chavez | 6125792 | 1 | 06/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Rico | 6914079 | 1 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodolfo Vela | 5046133 | 1 | 01/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Staceyanne Nonnet Johnson | 3267997 | 1 | 12/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luz Milagros Castre | 4472863 | 1 | 12/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elisabeth Blount | 6747421 | 1 | 12/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |