Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel T Devonald | 5766651 | 1 | 06/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Molly Ball | 7708082 | 2 | 04/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rose Habwe | 5060499 | 2 | 03/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Providencia Mordan | 5854740 | 2 | 03/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Chalmers | 6930426 | 1 | 02/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rayan Sawh | 7510208 | 1 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Horng Ko | 4961760 | 5 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Horng Ko | 4961760 | 5 | 12/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Horng Ko | 4961760 | 5 | 12/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Horng Ko | 4961760 | 5 | 12/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |