Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandi Burrow | 7622071 | 12 | 02/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Jacqueline O'Sullivan | 6036181 | 6 | 02/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi Burrow | 7622071 | 12 | 02/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Simon | 1422720 | 2 | 01/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Jacqueline O'Sullivan | 6036181 | 6 | 10/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Masood Niazi | 6435814 | 5 | 10/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noah Dewayne Shaw | 6641769 | 1 | 08/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Satrohan Heeralall | 5177939 | 1 | 08/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Brewer | 6574130 | 1 | 06/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo Athelstan Harewood | 3030992 | 1 | 06/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |