Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jay Lynn Moldenhauer | 7631504 | 6 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Aaron Loor | 4749741 | 2 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Aaron Loor | 4749741 | 2 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Providencia Mordan | 5854740 | 2 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jay Lynn Moldenhauer | 7631504 | 6 | 04/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jay Lynn Moldenhauer | 7631504 | 6 | 04/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brandi Burrow | 7622071 | 12 | 04/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brandi Burrow | 7622071 | 12 | 04/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brandi Burrow | 7622071 | 12 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Vicheth Paul Chhay | 6038307 | 1 | 03/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |