Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Monte Bailey | 5708339 | 2 | 12/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Erin Donofrio | 6285974 | 3 | 11/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Erin Donofrio | 6285974 | 3 | 11/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jay Lynn Moldenhauer | 7631504 | 6 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brandi Burrow | 7622071 | 12 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Geoffrey Smith Dean | 2755950 | 1 | 10/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven Gomez | 7803960 | 1 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Erin Donofrio | 6285974 | 3 | 08/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jay Lynn Moldenhauer | 7631504 | 6 | 07/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Masood Niazi | 6435814 | 5 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |