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FINRA Broker Disclosures for Citigroup Global Markets Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.

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Displaying 131-138 out of 138 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Marion Alexandra Berg-Hallock5155407111/19/2014FinancialFinal$0.00$0.00See FINRA Report
Elaine C Freeman2544891111/17/2006RegulatoryFinal$0.00$0.00See FINRA Report
Christine Garcia Kolm1650929212/04/2001RegulatoryFinal$0.00$0.00See FINRA Report
Christine Garcia Kolm1650929209/27/1999RegulatoryFinal$0.00$0.00See FINRA Report
Douglas Omar Ramirez1806917502/05/1999RegulatoryFinal$0.00$0.00See FINRA Report
Randolph Kendall Feliz2646009309/02/1997RegulatoryFinal$0.00$0.00See FINRA Report
John Maisto Jacobson2253123203/01/1994RegulatoryFinal$0.00$0.00See FINRA Report
William J Wilson2021543207/30/1991RegulatoryFinal$0.00$0.00See FINRA Report

138 Results

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