Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gustavo Cortes | 5773134 | 1 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tameka Tierra Galloway | 5846725 | 3 | 02/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alana Rose McMillan | 2740792 | 4 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven Michael Forde | 2456339 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bettye Marie Dolinsky | 843350 | 1 | 01/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bruce A Garber | 1832786 | 2 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alberto Magliozzi | 4774879 | 2 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jonathan Boettger | 5143607 | 1 | 12/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Angel Ruben Tineo | 1411558 | 4 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christina Ann Rodriguez | 5242504 | 3 | 11/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |